Rule · CVM · 17 Dec 2015
The Brazilian Securities and Exchange Commission (CVM) provides the XML standard required for non-resident investor representatives to submit monthly reports of consolidated movements and applications as mandated by CVM Instruction No. 560/15. The standard is available for download at the specified CVMWeb URL to facilitate systematic compliance with the regulatory platform for non-resident investments. Representatives requiring further clarification regarding the XML standards are instructed to contact the Systems Manager at the provided telephone number.
COMMISSION OF SECURITIES AND EXCHANGE
Seven of September Street, 111/2
Circular Letter No. 9/2015/SIN/CVM
To: Representatives of Non-Resident Investors
Subject: CVM Instruction
Non-Resident Investors.
Dear Sirs,
CVM Instruction No. 560/15 determines, in its Article 14, I, that the representative must send to the CVM a monthly report containing the consolidated movements and applications of resources of non-resident investors represented by him, in accordance with Annex 14-A of the same Instruction.
Such information must be sent through the CVMWeb System, which entailed the need to develop an XML standard. In this sense, we inform you that the XML standard for monthly reports has been made available at the following address:
cvmweb.cvm.gov.br/SWB/Sistemas/SCW/PadroesXML/PadraoXMLInfoMensalINR.asp
With the publication of this Circular Letter – as well as the XML standard – this technical area hopes to contribute to the development of technological solutions that allow the industry to meet, in a systematic manner, the regulatory platform for investments by non-residents.
If you require additional clarification regarding the XML standards, please contact the Systems Manager Edyr Luiz da Rocha, at phone (21) 3554-6944.
Sincerely,
FRANCISCO JOSÉ BASTOS SANTOS
Superintendent of Institutional Investor Relations
COMMISSION OF SECURITIES AND EXCHANGE
Seven of September Street, 111/2 - 5th and 23rd-34th Floors – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br
Rio de Janeiro, December 17, 2015.
To: Representatives of Non-Resident Investors
CVM Instruction No. 560/15 – XML Standards for Information
CVM Instruction No. 560/15 determines, in its Article 14, I, that the representative must send to the CVM a monthly report containing the consolidated movements and applications of resources of non-resident investors represented by him, in accordance with Annex 14-A of the same Instruction.
Such information must be sent through the CVMWeb System, which entailed the need to develop an XML standard. In this sense, we inform you that the XML standard for monthly reports has been made available at the following address:
cvmweb.cvm.gov.br/SWB/Sistemas/SCW/PadroesXML/PadraoXMLInfoMensalINR.asp
With the publication of this Circular Letter – as well as the XML standard – this technical area hopes to contribute to the development of technological solutions that allow the industry to meet, in a systematic manner, the regulatory platform for investments by non-residents.
If you require additional clarification regarding the XML standards, please contact the Superintendent of Institutional Investor Relations.
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