Rule · CVM · 16 Dec 2016
The document makes available the XML standard for the semi-annual reports that investor representatives must submit to the CVM regarding the movements and applications of resources for non-resident investors, as required by Article 14, II of CVM Instruction No. 560/15. This XML standard is published on the CVMWeb platform to facilitate the systematic submission of these regulatory filings. Contact information is provided for analysts requiring further clarification on the XML standards.
SECURITIES COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br Circular Letter No. 8/2016/SIN/CVM Rio de Janeiro, December 16, 2016. To Representatives of Non-Resident Investors Subject: CVM Instruction No. 560/15 – XML Standards for Semi-Annual Information of Non-Resident Investors.
Dear Sirs,
CVM Instruction No. 560/15 determines, in its Article 14, II, that the representative must send to the CVM a semi-annual report containing the movements and applications of resources of the non-resident investors represented by him, in accordance with Annex 14-B of the same Instruction.
Such information must be sent through the CVMWeb System, which necessitated the development of an XML standard. In this regard, we communicate that the XML standard for semi-annual reports has been made available at the following address:
cvmweb.cvm.gov.br/SWB/Sistemas/SCW/PadroesXML/PadraoXMLInfoSemestralINR.asp
With the publication of this Circular Letter – as well as the XML standard – this technical area hopes to be contributing to the development of technological solutions that allow the industry to meet, in a systematic manner, the regulatory platform for non-resident investments.
If additional clarification is needed regarding the XML standards, please contact analyst Edyr Rocha at (21) 3554-8340.
Sincerely,
VERA LUCIA SIMÕES ALVES PEREIRA DE SOUZA
Superintendent of Institutional Investor Relations
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