RegAlert2013-12-12
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Circular Letter CVM/SMI/SIN 03/2013
The document informs responsible directors of CVM Instruction No. 301/99 that the Financial Action Task Force (FATF) approved and published communications on October 18, 2013, listing countries and jurisdictions with strategic deficiencies in preventing money laundering and combating terrorist financing. It directs recipients to view the Portuguese translations of these communications on the COAF website to ensure faithful compliance with specific provisions of the instruction. The notice provides direct links to the FATF's October 18, 2013, communication and the 2013 continuous process for improving global compliance.
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CIRCULAR LETTER/CVM/SMI/SIN/No. 003/2013
Rio de Janeiro, December 12, 2013.
Subject: Communications published by the FATF/GAFI.
To the Responsible Directors of CVM Instruction No. 301, of April 16, 1999,
- With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, the provisions of item VIII, of article 6, and item I of § 1, of the same article, we inform you that the Financial Action Task Force on Money Laundering and the Financing of Terrorism (FATF/GAFI), in a plenary meeting held on October 18, 2013, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of terrorist financing. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
http://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-fatf-de-18-de-outubrode-2013 http://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftprocesso-continuo-2013-18-de-outubro-de-2013
Sincerely,
Waldir de Jesus Nobre
Superintendent of Market and Intermediary Relations
Francisco José Bastos Santos
Superintendent of Institutional Investor Relations
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Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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