Circular Letter CVM/SMI-SIN 04/17

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Rua Sete de Setembro, 111/2-5th and 23-34th Floors, Center, Rio de Janeiro/RJ – ZIP: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors, Bela Vista, São Paulo/ SP – ZIP: 01333-010 – Brazil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, 4th Floor, S.404, Brasília/DF – ZIP: 70712-900 – Brazil - Tel.: (61) 3327-2030/2031 www.cvm.gov.br Circular Letter No. 4/2017/CVM/SMI/SIN Rio de Janeiro, December 13, 2017. To Directors Responsible for CVM Instruction No. 301, of April 16, 1999 Subject: Communications published by FATF/OGI.

Dear Sirs/Madams,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, the provisions of item VIII, of art. 6, and item I of § 1, of the same article, we inform you that the Financial Action Task Force (FATF/OGI), in a plenary meeting held on November 3, 2017, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
   http://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-13-de-novembro-de-2017 http://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftprocesso-em-curso-2013-03-de-novembro-de-2017

Sincerely,

FRANCISCO JOSÉ BASTOS SANTOS
Superintendent of Market and Intermediary Relations

DANIEL WALTER MAEDA BERNARDO
Superintendent of Institutional Investor Relations