PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities
DECADE OF EQUAL OPPORTUNITIES FOR WOMEN AND MEN –YEAR OF THE BICENTENNIAL OF PERU: 200 YEARS OF INDEPENDENCE

Miraflores, 26 January 2021

CIRCULAR No. 023-2021-SMV/11.1

Gentlemen
Present.-

Ref.: File No. 2021002836

I address you in relation to Superintendency Resolution No. 007-2021-SMV/02, published on 26 January 2021 in the Official Gazette El Peruano, by means of which, among others, amendments have been made to article 56, subsection d), of the Regulation on Public Offer of Acquisition and Purchase of Securities by Exclusion, approved by CONASEV Resolution No. 009-2006-EF/94.10, and to article 16, subsection b), of the Regulation on Operations on the Stock Exchange Floor of the Lima Stock Exchange, approved by CONASEV Resolution No. 021-99-EF/94.10, a copy of which is attached to this circular.

In this regard, it should be noted that article 56, subsection d), of the Regulation on Public Offer of Acquisition and Purchase of Securities by Exclusion refers to the prohibition of the obligated party and others from acquiring, directly or indirectly, securities subject to a Public Offer of Acquisition – OPA and a Public Offer of Purchase of Securities by Exclusion – OPC outside such offers; whereas article 16, subsection b), of the Regulation on Operations on the Stock Exchange Floor of the Lima Stock Exchange refers to the prohibition of disseminating any type of information or notice about the proposals, their principals and the participating brokerage firms, except for the exception contemplated in said provision and under the conditions indicated therein.

Finally, it should be noted that Superintendency Resolution No. 007-2021-SMV/02 will enter into force on the day following its publication in the Official Gazette El Peruano; therefore, your represented entity must strictly comply.

This circular does not require a response from your represented entity.

Without further particular, I remain yours.

Sincerely,
Alix Godos
General Intendant
General Intendancy of Conduct Supervision

Av. Santa Cruz 315 Miraflores
C e n t r a l : 6 1 0 - 6 3 0 0 www.smv.gob.pe Av. Santa Cruz 315 Miraflores C e n t r a l : 6 1 0 - 6 3 0 0 www.smv.gob.pe