Rule · SMV · 21 Oct 2026
Representatives of Bondholders must fully execute and document due diligence to comply with their obligation by 09 November 2026, avoiding administrative measures for non-compliance. They must report on compliance with the conditions of the issuance or sale, counted from the start of the placement stage and while the security is registered in the Registry, within five days following submission of interim financial statements to CONASEV by the issuer; offers relating to short-term instruments of qualified entities are excepted. They must act with the diligence of an orderly merchant, caring for bondholders' interests as their own, per article 96 of the Single Ordered Text of the Securities Market Law, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF.
PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities
"Decade of Equal Opportunities for Women and Men" "Year of Hope and the Strengthening of Democracy"
San Isidro, 21 October 2026
Gentlemen
Representatives of Bondholders
Present.-
Ref.: File No. 2026046376
I address you in relation to the obligation you hold in your capacity as Representatives of the Bondholders, referring to the preparation of the report regarding compliance with the conditions of the issuance or sale (hereinafter, Report), and its respective submission to the Superintendency of the Market in Securities – SMV, in accordance with the provisions of article 24, subsection g)1 of the Regulation of Primary Public Offering and Sale of Securities, approved by CONASEV Resolution No. 141-98- EF/94.10 and its amending norms.
In this regard, within the framework of the administrative activities of a preventive nature being carried out by the General Intendancy of Conduct Supervision – IGSC, it is appropriate to remind you that the deadline for compliance with the aforementioned obligation is 09 November 2026.
Therefore, you are required to fully execute and document due diligence in order to comply with the aforementioned obligation within the established deadline, and thus avoid future risks and/or administrative measures that could arise from its eventual non-compliance, keeping in mind the indicated opportunity and/or deadline.
Likewise, you are reminded that in order to comply with the obligation to submit the Report, you must take into account Title II "Information to be sent through data forms", numeral 3 "Securities Information by Primary Public Offering", subsection 3.8 "Submission of Reports of Bondholders' Representatives", set forth in the Technical Specifications of the Registry and Supervision Information System – SIRYS, approved by Superintendent Resolution No. 003- 2022-SMV/02.
Additionally, it should be noted that this circular is of a preventive and referential nature, and therefore does not exempt your represented entity from its
[1] "Article 24.- Information subsequent to registration and/or record (…) g) Report regarding compliance with the conditions of the issuance or sale, prepared in accordance with what the General Management of CONASEV provides, counted from the start of the placement stage and during the time the security is registered in the Registry, within five days following the submission of interim financial statements to CONASEV by the issuer. Offers relating to short-term instruments of qualified entities are excepted from this requirement; and, (…)." (Underline added)
Electronic document digitally signed within the framework of Law No. 27269, Law of Signatures and Digital Certificates, its Regulation and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml
responsibility to know and observe the securities market regulations and to fully comply with its information submission obligations applicable to it.
Finally, to remind you of your duty to act in the exercise of your functions with the diligence of an orderly merchant, taking care of the interests of the bondholders as of your own, as established in article 96 of the Single Ordered Text of the Securities Market Law, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF.
Without further particular, I remain yours.
Sincerely,
César Figueroa Benites
General Intendant (e)
General Intendancy of Conduct Supervision
Electronic document digitally signed within the framework of Law No. 27269, Law of Signatures and Digital Certificates, its Regulation and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
More like this from SMV
SMV published 34 documents in the last 30 days. We email you each new one the day it's published.
Source: Superintendencia del Mercado de Valores (Peru) — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added