Circular No. 3.737

The Collegiate Board of the Central Bank of Brazil, in a session held on 4 December 2014, having regard to the provisions of arts. 10, items VII and IX, 11, item VII, and 37 of Law No. 4.595, of 31 December 1964,

R E S O L V E :

Art. 1 Financial institutions and other institutions authorized to operate by the Central Bank of Brazil must prepare and submit to this Autarchy information relating to fundraising abroad, by means of document 2300 – Fundraising Abroad, with coding from the Document Catalog (Cadoc), in accordance with the Annex to this Circular.

§ 1 The provisions of this article do not apply to institutions in extrajudicial liquidation, under intervention or in a regime of temporary special administration.

§ 2 Responsibility for submitting information relating to the institutions listed in the caput, belonging to a prudential conglomerate, lies with the lead institution of the conglomerate.

Art. 2 The institutions referred to in art. 1, resulting from a process of transformation, incorporation, merger or spin-off, assume the obligations of the transformed, incorporated, merged or spun-off institutions with regard to the submission of the information referred to in this Circular.

Art. 3 The institutions mentioned in art. 1 must designate an employee able to respond to any questions about the information provided under the terms of this Circular.

Sole paragraph. The designation referred to in this article must be registered in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002.

Art. 4 The Department of Monitoring of the Financial System (Desig) is authorized to establish the form, deadlines and conditions for the provision of the information referred to in this Circular.

Art. 5 This Circular enters into force on 1 July 2015.

Art. 6 Circular No. 3.518, of 22 December 2010, is revoked as from 1 July 2015.

Anthero de Moraes Meirelles Carlos Hamilton Vasconcelos Araújo Director of Supervision Director of Economic Policy

Annex to Circular No. 3.737, of 4 December 2014 Origin of the Document:

Cadoc Code	Segments	Subsegments
05.1.9.061-6	Development or Promotion Agencies	All
12.1.9.179-4	Savings and Loan Associations	All
20.1.9.835-6	Commercial Banks	All
21.1.9.003-0	Foreign Exchange Brokerage Firms	All
22.1.9.840-2	Development Banks	All
24.1.9.834-5	Investment Banks	All
26.1.9.856-3	Multiple Banks	All
27.1.9.003-4	Foreign Exchange Banks	All
28.0.9.640-5	National Bank for Economic and Social Development	Single institution
38.0.9.812-5	Caixa Econômica Federal	Single institution
39.1.9.122-7	Mortgage Companies	All
43.1.9.013-5	Central Credit Cooperatives	All
44.1.9.157-3	Credit Cooperatives	All
45.1.9.005-4	Confederations of Credit Cooperatives	All
59.1.9.485-7	Consortium Administrators	All
77.1.9.776-4	Leasing Companies	All
79.1.9.963-6	Securities Brokerage Companies	All
81.1.9.830-2	Credit, Financing and Investment Companies	All
83.1.9.829-0	Real Estate Credit Companies	All
84.1.9.050-3	Microentrepreneur and Small Business Credit Companies	All
85.1.9.773-2	Securities Distribution Companies	All