RegAlertRule · BCB · 4 Dec 2002 · Circular 3165
Circular No. 3165 Establishes the System of Information on Entities of Interest to the Central Bank - Unicad and Regulates Information Submission
Financial institutions, other institutions authorized to operate by the Central Bank of Brazil, and consortium administrators must designate a responsible director for updating data in the Unicad System. This director must be registered directly in the Unicad System, within the form and timeframe established by Defin. Non-compliance with regulatory deadlines or provision of inaccurate information subjects the infringing institution to penalties under Resolution 2,901 of October 31, 2001. This circular enters into force on the date of its publication.
CIRCULAR N. 003165
Institui o Sistema de Informações sobre Entidades de Interesse do Banco Central - Unicad e dispõe sobre a remessa de informações ao sistema, pelas instituições financeiras, demais instituições autorizadas a funcionar pelo Banco Central do Brasil e administradoras de consórcios.
The Collegiate Board of the Central Bank of Brazil, in a session held on December 4, 2002, based on Article 10, items IX and X, of Law 4,595 of December 31, 1964, with the renumbering given by Article 19 of Law 7,730 of January 31, 1989, and having in view the provisions of Resolutions 2,099 of August 17, 1994, and 3,041 of November 28, 2002,
DECIDED:
Article 1. To establish the System of Information on Entities of Interest to the Central Bank - Unicad, available at the electronic address www.bcb.gov.br of the Central Bank of Brazil, whose manager will be the Department of Information Management of the Financial System (Defin).
Paragraph 1. The Unicad System aims to maintain, in a single database, registration information on financial institutions, other institutions authorized to operate by the Central Bank of Brazil, and consortium administrators, their executives and other occupants of positions provided for in the statutes or social contracts, shareholders/part-holders, and other natural and legal persons of interest to the said Autarchy.
Paragraph 2. The determinations regarding the submission of information contained in normative acts issued by the Central Bank of Brazil remain in force and shall henceforth refer, regarding the manner in which they are to be forwarded to the system, to the provisions of this circular and complementary procedures.
Paragraph 3. Defin may periodically request compliance with the data registered in the Unicad System.
Article 2. Financial institutions, other institutions authorized to operate by the Central Bank of Brazil, and consortium administrators must designate a responsible director for updating the data registered in the Unicad System.
Sole Paragraph. The responsible director indicated must be registered directly in the Unicad System, in the form and within the timeframe to be established by Defin.
Article 3. Non-compliance with the existing regulatory deadlines and conditions for providing information, or the provision of inaccurate information, subjects the infringing institution to the penalties provided for in Resolution 2,901 of October 31, 2001.
Article 4. Defin is authorized to adopt the measures deemed necessary for the execution of the provisions of this circular.
Article 5. This circular enters into force on the date of its publication.
Brasília, December 4, 2002.
Tereza Cristina Grossi Togni Beny Parnes Diretor Director
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- Obligation 2
- Definition / condition 6
- background, boilerplate
Lineage: Superseded
A newer document in RegAlert replaces this one.
The links and the sentences they come from (9)
- Superseded by
“Circular No. 3,165, of December 4, 2002, is hereby revoked.”
- Amended by
“IX - Art. 3 of Circular No. 3,165, of December 4, 2002;”
- Issued under
“based on Article 10, items IX and X, of Law 4,595 of December 31, 1964”
- Basis for
“as provided for in Circular No. 3,165, of December 4, 2002.”
“in accordance with Circular No. 3,165, of December 4, 2002”
“In accordance with the provisions of art. 1, § 3, of Circular No. 3,165, dated December 4 2002”
“In accordance with Article 1, paragraph 3, of Circular 3,165 of December 4, 2002, we communicate that financial institutions...”
“established by Circular 3,165, of December 4, 2002”
“In accordance with the provisions of Circular 3,165 of December 4, 2002, we inform you that the System of Information on Entities of Interest to the Central Bank - UNICAD will be available...”
Mentions (22): 2 documents this one mentions and 20 documents that mention it, without changing it
- Refers to
“and 3,041 of November 28, 2002”
“subjects the infringing institution to the penalties provided for in Resolution 2,901 of October 31, 2001.”
- Referred to by
“as defined in Circular No. 3,165, of December 4, 2002”
“referred to in Circular No. 3.165, of 4 December 2002”
“as provided for in Circular No. 3,165, of December 4, 2002.”
“established by Circular No. 3,165, of December 4, 2002”
“registered in the Information System on Entities of Interest of the Central Bank (Unicad), governed by Circular No. 3,165, of December 4, 2002.”
“The designation referred to in the caput must be registered in the Information System on Entities of Interest to the Central Bank (Unicad), as provided for in Circular No. 3,165 of December 4, 2002.”
+14 more
“as provided for in Circular No. 3,165, of December 4, 2002.”
“established by Circular No. 3,165, of December 4, 2002.”
“referred to in Circular No. 3.165, of 4 December 2002”
“established by Circular No. 3.165, of 4 December 2002”
- Circular No. 3.808 Amending the Regulation of the Special Settlement and Custody System (Selic)2016 · BCB
“must be registered in the Information System on Entities of Interest to the Central Bank (Unicad), established by Circular No. 3.165, of 4 December 2002.”
“referred to in Circular No. 3.165, of 4 December 2002”
“obtained through the registration of these entities in the "Basic Data" module of the Information System on Entities of Interest to the Central Bank – Unicad, referred to in Circular No. 3.165, of 4 December 2002.”
“registered and kept up to date in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002.”
“recorded in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002.”
“registered in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002.”
“complementary regulation to Circular No. 3,165 of 4 December 2002”
“The designation and indication referred to in this article must be registered in the Information System on Entities of Interest of the Central Bank (Unicad), established by Circular No. 3,165, of December 4, 2002.”
- Circular No. 3502 on Procedures for Credit Cooperatives to Prepare Authorization Request Processes2010 · BCB
“in the form of the complementary instructions to Circular No. 3.165, of 2002”
“registered in the Information System on Entities of Interest of the Central Bank (Unicad), established by Circular No. 3,165, of December 4, 2002.”
Timeline
Amended 2 times · last 2022-03-22
- 2022-03-22
BCBBCB Resolution No. 209 — Establishes the System for Information on Entities of Interest to the Central Bank (Unicad)supersedes
- 2010-08-06
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