Circular Letter No. 3.752

The Head of the Financial System Monitoring Department (Desig), using the authority conferred upon him by art. 23, item I, subitem "a", of the Internal Regulations of the Central Bank of Brazil, annexed to Administrative Rule No. 84.287, of 27 February 2015, based on art. 77, items III and IV, of the aforementioned Regulations, and taking into account the provisions of Circular No. 3.751, of 19 March 2015,

RESOLVES:

Art. 1 The submission of the information referred to in Circular No. 3.751, of 19 March 2015, must be carried out by means of Document 1200 – Information for Assessment of Global Systemically Important Institutions (IAISG), in accordance with the coding of the Document Catalogue (Cadoc) and other characteristics, as set forth in the annex to this Circular Letter.

Art. 2 The data referring to the employee able to respond to possible questions about the information provided under the terms of this Circular Letter must be registered and kept up to date in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002.

Art. 3 This Circular Letter enters into force on the date of its publication.

Gilneu Francisco Astolfi Vivan

Annex to Circular Letter No. 3.752, of 05 February 2016.

Coding of the IAISG in the Document Catalogue (Cadoc) and other characteristics:

Document code: 1200.

Document name: Information for Assessment of Global Systemically Important Institutions (IAISG).

Submission frequency: Annual.

Reference date: 31 December, except as provided in items I and III of art. 12 and XII of art. 16 of Circular No. 3.751, of 2015, whose information must correspond to the calendar year.

Deadline for submission: up to 90 (ninety) days after the respective reference date for calculation.

Unit responsible for curation: Desig.

Form of submission: Electronic means.

System for submission: File Transfer System (STA), in the form of Circular Letter No. 3.588, of 18 March 2013, available on the Central Bank of Brazil's website on the Internet, at the address https://sta.bcb.gov.br/sta/.

Format for submission: Excel.

Additional elements for preparation and submission:

The information for Assessment of Global Systemically Important Institutions (IAISG) must be calculated based on the provisions of Circular No. 3.751, of 2015.

The layout and filling instructions will be sent by the Central Bank of Brazil to the institutions that are required to comply with the provisions of Circular No. 3.751, of 2015.

Registration of the employee designated to respond to questions: in the "Vínculos – Inclusão – Responsável por Envio de Informações" module of Unicad.

Electronic address for resolving doubts about the submission and filling of the document: iaisg@bcb.gov.br.

Origin of the Document:

Cadoc Code

Segments

Subsegments

20.1.7.061-1

Commercial Banks

(*) (**)

24.1.7.061-7

Investment Banks

(*) (**)

26.1.7.061-5

Multiple Banks

(*) (**)

38.0.7.041-1

Caixa Econômica Federal

(*) (**)

46.1.7.001-1

Prudential Conglomerates

(**)

(*) institutions that have Total Exposure, as defined in Circular No. 3.748, of 27 February 2015, exceeding R$500,000,000,000.00 (five hundred billion reais), except those under corporate control of natural persons or legal entities resident or domiciled abroad, under the terms of Resolution No. 4.122, of 2 August 2012.

(**) institutions that are members of a prudential conglomerate, under the terms of Resolution No. 4.280, of 31 October 2013, that has Total Exposure exceeding R$500,000,000,000.00 (five hundred billion reais), except those belonging to a prudential conglomerate that is under corporate control of natural persons or legal entities resident or domiciled abroad, under the terms of Resolution No. 4.122, of 2 August 2012.

Note: For institutions that are members of a prudential conglomerate, the calculation must be carried out on a consolidated basis.