Circular Letter No. 3.775

The Deputy Head of the Financial System Monitoring Department (Desig), in the exercise of the authority conferred upon him by art. 23, item I, subitem "a", of the Internal Rules of the Central Bank of Brazil, annexed to Administrative Rule No. 84.287, of 27 February 2015, based on art. 77, item III, of the aforementioned Rules, and in view of the provisions of Circular No. 3.761, of 20 August 2015,

RESOLVES:

Art. 1 The submission of the information referred to in Circular No. 3.761, of 20 August 2015, must be made monthly, through document 2160 - Liquidity Risk Statement (DRL).

Sole paragraph. The submission of information referred to in the caput must be carried out in accordance with the coding of the Document Catalogue (Cadoc) and other characteristics, as per the Annex to this Circular Letter.

Art. 2 Institutions that do not fall under the provisions of art. 3 of Resolution No. 4.401, of 27 February 2015, must submit the document referred to in art. 1 of this Circular Letter as from the January 2017 reference date.

Art. 3 The following data must be registered and kept up to date in the Information System on Entities of Interest to the Central Bank (Unicad), referred to in Circular No. 3.165, of 4 December 2002:

I - the responsible director referred to in art. 9 of Resolution No. 4.090, of 24 May 2012; and
II - the employee able to respond to any questions regarding the information provided under the terms of this Circular Letter.

Art. 4 This Circular Letter enters into force on the date of its publication.

Art. 5 Circular Letters nos. 3.374, of 30 January 2009, and 3.724, of 15 September 2015, are revoked.

João André Calvino Marques Pereira

Annex to Circular Letter No. 3.775, of 14 July 2016.

Coding of the DRL in the Document Catalogue (Cadoc) and other characteristics:

Document code: 2160
Document name: Liquidity Risk Statement (DRL)
Submission frequency: Monthly.
Reference date for calculation: Last business day of each month.
Deadline for submission:
- a) for institutions that fall under the provisions of art. 3 of Resolution No. 4.401, of 2015:
  - I - March 2016 reference date - by the tenth business day of the third month following the reference date;
  - II - April 2016 reference date - by the fifteenth business day of the second month following the reference date;
  - III - May and June 2016 reference dates - by the last business day of the month following the reference date;
  - IV - July 2016 reference date - by the fifteenth business day of the month following the reference date;
  - V - August 2016 and subsequent reference dates - by the tenth business day of the month following the reference date.
- b) for institutions that do not fall under the provisions of art. 3 of Resolution No. 4.401, of 2015 - January 2017 and subsequent reference dates - by the tenth business day of the month following the reference date.
Unit responsible for Custody: Desig.
Form of submission: Electronic means.
System for submission: File Transfer System (STA), available on the Central Bank of Brazil's website on the Internet, at https://sta.bcb.gov.br/sta/, as per Circular Letter No. 3.588, of 18 March 2013.
Format for submission: XML (eXtensible Markup Language).
Submission validation: Anticipated.
Submission validation scheme: XSD (XML Schema Definition).
Additional elements for submission: Completion instructions, Layouts, Numerical examples, XSD Validation Schemes and validator program available on the Central Bank of Brazil's website on the Internet, at http://www.bcb.gov.br/?INFOL.
Registration of the responsible Director: Module "Vínculos - Inclusão - Diretor Responsável por Área de Atuação" of Unicad.
Registration of the Employee designated to respond to questions: Module "Vínculos - Inclusão - Responsável por Envio de Informações" of Unicad.
Email address for solving doubts about:
- a. the submission of the document: drl-envio@bcb.gov.br;
- b. the completion of the document: drl-preenchimento@bcb.gov.br.