Rule · SMV · 5 Nov 2024
Issuers of foreign securities offers recognized under article 2, numeral 2.2, of the Institutional Investors Market Regulation are not subject to the post-registration information disclosure obligations in articles 14 and 15 of Chapter II of Title II of that regulation, and therefore are not required to submit periodic or eventual information. If such an issuer also has securities registered in the Public Registry of the Securities Market under the general regime or the Alternative Securities Market (MAV) regime, the periodic and eventual information regime of those regulations prevails over the MII Regulation.
PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"
Miraflores, 31 October 2024
Gentlemen
ISSUERS OF THE OFFERS CONTEMPLATED IN ARTICLE 2, NUMERAL 2.2., OF THE INSTITUTIONAL INVESTORS MARKET REGULATION Present.-
Ref.: File No. 2024044654
I address you in your capacity as issuer that has made offers of foreign securities that are recognized in accordance with the Institutional Investors Market Regulation, approved by SMV Resolution No. 021-2013-SMV/01 (hereinafter, MII Regulation), as such offers are registered with the U.S. Securities and Exchange Commission – SEC, as well as those offers made under Rule 144A and/or Regulation S of the SEC, issued under the U.S. Securities Act of 1933, and whose securities are registered in the section «Institutional Investors Market» of the Public Registry of the Securities Market – RPMV, as provided by article 2, numeral 2.2, of the MII Regulation.
In this regard, it should be noted that the issuer of public offers in national territory of the foreign securities indicated in numeral 2.2 of article 2 of the MII Regulation is not subject to the obligations established in articles 14 and 151 of Chapter II «Post-Registration Information Disclosure Regime of the
[1] «Article 14.- Scope The post-registration information disclosure regime of the securities or programs in the Institutional Investors Market, under the responsibility of the issuer, solely comprises: 14.1. The following periodic information: 14.1.1. The annual audited individual or separate financial information. This information shall be presented on the day it has been approved by the corresponding body, the deadline for its respective approval being 31 March of each year. Such information constitutes eventual information under the terms established in this Regulation, and must be submitted using the financial information templates published on the SMV's Securities Market Portal. 14.1.2. The annual report. The submission deadline shall be the same as that established in the previous numeral. 14.2. The eventual information detailed in Annex 14 LIST OF EVENTUAL INFORMATION OF THE ISSUER, which must be presented within the period indicated in said annex.
The issuer must present to the holders of its securities the minimum information established in this Regulation, through the information channel determined by it in accordance with the provisions of numeral 6.7.2 of this Regulation, so that said holders may access such information with equal opportunity and content.
The information that must be presented by the issuer to the SMV in accordance with this Regulation must be submitted through MVNet.
The aforementioned information channel does not apply if the issuer has securities registered in the Registry under the general regime or the Alternative Securities Market - MAV regime.»
Av. Santa Cruz 315
Miraflores
Central : 610-6300 www.smv.gob.pe
Page 1 of 2
Electronic document di gitally signed within the framework of Law No. 27269, Law of Di gital Signatures and Certificates, its Regulation and amendments. The integrity of the document and the authorship of the( s) si gnature( s) can be verified at https://apps. di gitalsignatureperu.gob.pe/web/validador.xhtml
PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"
Registration» of «Title II «On Primary Public Offers of National Securities» of the MII Regulation; and, therefore, they are not obliged to present periodic and eventual information.
Finally, it should be indicated that if the issuer maintains securities registered in the RPMV under the provisions of the general regime or the Alternative Securities Market - MAV, the applicable periodic and eventual information regime shall be the one contained in said regulations, prevailing over that provided in the MII Regulation.
Without further particular, I remain yours.
Sincerely,
Alix Godos
General Intendant
General Intendancy of Conduct Supervision
MPR/JCG
Electronic document di gitally signed within the framework of Law No. 27269, Law of Di gital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the( s) si gnature( s) can be verified at https://apps. fi rmaperu.gob.pe/web/validador.xhtml
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“Institutional Investors Market Regulation, approved by SMV Resolution No. 021-2013-SMV/01 (hereinafter, MII Regulation)”
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