Rule · SMV · 17 Dec 2024
Issuers with securities registered in the Public Registry of the Securities Market (RPMV) must inform the regulator of any data modifications via the MVNet System by December 2024. Authorized User 1 must log in, navigate to "General Communications," and select the "ISIC version 4 Data Registration" form to update the company’s main and secondary International Standard Industrial Classification codes. For economic groups, the responsible entity must also update main business lines with income percentages and register ISIC codes for non-obligated entities in the "Entities and Related Parties" tab. The accredited signatory must review the data, sign the documents, and send them through the system.
PERU Ministry of Economy and Finance
SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" Av. Paseo de la República 3617 San Isidro Central: 610-6300 www.smv.gob.pe Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and modifications. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml San Isidro, December 12, 2024 CIRCULAR NO. 509-2024-SMV/11.1 Gentlemen ISSUERS OF THE GENERAL REGIME AND THE ALTERNATIVE SECURITIES MARKET Present. - Ref.: File No. 2024049519 I address you regarding the obligation that issuers with securities registered in the Public Registry of the Securities Market – RPMV have to inform about any modification of the data held in said registry as provided by Article 38 of the Regulations of the Public Registry of the Securities Market, approved by CONASEV Resolution No. 079-1997-EF-94.10 and its modifications. In this regard, I inform you that, with the purpose that your represented entity carries out the update of the International Standard Industrial Classification – ISIC, of the issuers and, if applicable, of the entities that make up their economic group, in accordance with ISIC Revision 4, in force 1 in Peru, the option to modify and/or update this information has been made available to you directly in the MVNet System. Likewise, to facilitate the aforementioned update, the "User Guide: ISIC Update" (Annex) is attached. For any inquiries, please communicate with the Issuers' Information Transparency Division at the following email address: Division_Transparencia@smv.gob.pe. Finally, it should be noted that this circular does not require a response since its character is solely orientative, preventive and referential, and therefore does not exempt your represented entity from the responsibility to know, analyze and comply with the market regulations and, consequently, to fully comply with the information submission obligations applicable to it. Without further particular matters, I remain at your disposal. Sincerely, Alix Godos General Superintendent General Superintendent of Conduct Supervision
ANNEX
User Guide for the Update of the International Standard Industrial Classification — ISIC
1 MVNet System users must be previously authorized and registered in the "MVNet User Registry" of the SMV.
The User must enter the ISIC of the company's main activity, and, if applicable, of the secondary activities.
(*) Warning: the data shown in the image is for reference purposes, to illustrate the use of the data form.
Upon "Save", the information incorporated in the data form will be automatically published on the SMV Institutional Page on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).
2.2. From the entities that are part of the economic group of an Obligated Entity
The user of the entity responsible for updating the economic group information must select the "Economic Group" option. a) In the "General Data" tab:
The User must update the Main Business Lines of the group by pressing the "Add" button.
In each Business Line that is registered, the percentage (%) that it represents on the group's income level must be indicated.
b) In the "Entities and Related Parties" tab:
The User must select the Non-Obligated Entity, select the "General Data" button, register the corresponding ISIC and "Save".
() Warning: the data shown in the image is for reference purposes, to illustrate the use of the data form.
() Warning: the data shown in the image is for reference purposes, to illustrate the use of the data form.
Upon finishing the update of all Non-Obligated Entities, select "Save and Generate PDF".
3. Signature and Sending
Once the steps for document generation are completed, the User accredited to sign the communication must log in to the "General Options" menu and select the "Signature and Sending" option, where the prepared information is located. In turn, the User accredited to sign the communication can review the information to be sent via the icon . Once they have given their consent, they will sign each of the documents and select the "Send" box.
4. Automatic Dissemination
Upon "Send" the information registered in the data form, it will be automatically published on the SMV Institutional Page on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv). December, 2024
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