Regulatory Alerts2018-02-22
Added · Updated
Circular SMV-06-2018: Implementation of the Electronic Information Submission System (SERI) for Self-Regulatory Organizations
The Superintendence of the Securities Market issued Circular SMV-06-2018 to mandate Self-Regulatory Organizations, including Stock Exchanges and Securities Clearing Houses, to submit mandatory reports via the Electronic Information Submission System (SERI). The circular establishes specific submission frequencies and formats for various operational and financial reports while explicitly revoking the previous Circular SMV-01-2018. It further details the correction and resubmission procedures, requiring formal authorization and designating the Principal Executive as the responsible user for all electronic submissions.
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