Regulatory Alerts2024-12-31
Added · Updated
Circular to Fund/Portfolio Managers on Payment of Supervisory and Regulatory Fees
The Securities and Exchange Commission requires registered Fund and Portfolio Managers to remit Supervisory and Regulatory Fees on a quarterly basis following the December 2024 rule amendments. Payments must be submitted by the last day of the month following each quarter's end to maintain compliance with the updated schedule. Non-compliant firms will be subject to enforced penalties under the revised framework.
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