Regulatory Alerts2025-02-17
Added · Updated
Circulars Issued by the Securities and Futures Commission on Listed Closed-ended Alternative Asset Funds and Listed Structured Funds
The Securities and Futures Commission issued circulars on 17 February 2025 addressing regulatory requirements for listed closed-ended alternative asset funds and listed structured funds. These documents outline specific compliance obligations and operational standards for registered institutions managing these investment products. The guidance aims to ensure market integrity and investor protection within Hong Kong's wealth management and MPF sectors.
CIR
Current
Issue Date:
17 Feb 2025
20250219-1-EN.pdf (161.0 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
17 Feb 2025
Annex I - SFC's circular on listed closed-ended alternative asset funds
Annex
Current
17 Feb 2025
Annex II - SFC's circular on listed structured funds
Annex
Current
17 Feb 2025
Annex I - SFC's circular on listed closed-ended alternative asset funds
Annex
Current
17 Feb 2025
Annex II - SFC's circular on listed structured funds
Cross referenced Document
Version History
Superseded Document
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