Regulatory Alerts2025-02-17
Added · Updated
Circulars Issued by the Securities and Futures Commission on Listed Closed-ended Alternative Asset Funds and Listed Structured Funds
The Securities and Futures Commission issued circulars on 17 February 2025 addressing regulatory requirements for listed closed-ended alternative asset funds and listed structured funds. These documents outline specific compliance obligations and operational standards for registered institutions managing these investment products. The guidance aims to ensure market integrity and investor protection within Hong Kong's wealth management and MPF sectors.
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