Regulatory Alerts2021-11-10
Added · Updated
CIS.S.4.2 – Other Information and Material Required for Authorized Representatives
The Namibia Financial Institutions Supervisory Authority issued Standard CIS.S.4.2 to mandate specific disclosure requirements for authorized representatives of collective investment schemes. Managers and operators must supply detailed personal, educational, financial, and regulatory history for both individual and corporate representatives, alongside proof of fair investor treatment policies. These entities must establish internal procedures to consistently gather and promptly submit this material to the regulator, ensuring transparency and compliance with the Financial Institutions and Markets Act.
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