RegAlert2022-02-17 | Resolução CMN 4984Added
CMN Resolution No. 4,984 — Certification of Employees of Financial Institutions
CMN Resolution No. 4,984 requires financial institutions and other entities authorized by the Central Bank of Brazil to ensure that employees distributing or mediating securities and derivatives are certified through exams by technically capable entities and that their knowledge is periodically updated. The resolution excludes consortium administrators, payment institutions, securities brokerage and distribution firms, and currency brokerage firms from its scope, directing them to follow separate Central Bank regulations. It revokes Resolution No. 3,158 of 2003 and specific articles of Resolution No. 3,309 of 2005, entering into force on April 1, 2022.
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CMN RESOLUTION
NO. 4,984, OF FEBRUARY 17, 2022
Provides for the certification of employees of financial institutions and other institutions authorized to operate by the Central Bank of Brazil.
The Central Bank of Brazil, in accordance with art. 9 of Law No. 4,595, of December 31, 1964, makes public that the Monetary National Council, in a session held on February 17, 2022, based on arts. 4, item VIII, of the aforementioned Law, 1 and 10, item III, of Law No. 4,728, of July 14, 1965, 7 and 23, letter "a", of Law No. 6,099, of September 12, 1974, and 1, § 1, of Complementary Law No. 130, of April 17, 2009,
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Amended 1 time · last 2024-01-25
Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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