RegAlert2024-01-25 | Resolução CMN 5117Added
CMN Resolution No. 5117 — Amending Resolutions 4.595, 4.860, 4.879, 4.893, 4.949, 4.968, and 4.984
CMN Resolution No. 5117 amends seven previous resolutions to exclude securities brokerage companies, securities distribution companies, and foreign exchange brokerage companies from their scopes of application. These excluded entities must instead observe the regulation issued by the Central Bank of Brazil in the exercise of their legal attributes. The resolution revokes a specific paragraph of Resolution No. 4.984 and enters into force on March 1, 2024.
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CMN RESOLUTION NO. 5,117, OF JANUARY 25, 2024
Amends Resolution No. 4,595, of August 28, 2017; and CMN Resolutions Nos. 4,860, of October 23, 2020; 4,879, of December 23, 2020; 4,893, of February 26, 2021; 4,949, of September 30, 2021; 4,968, of November 25, 2021; and 4,984, of February 17, 2022, to exclude from their scopes of application securities brokerage companies, securities distribution companies, and foreign exchange brokerage companies authorized to operate by the Central Bank of Brazil.
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This document amends: CMN Resolution No. 4,984 — Certification of Employees of Financial Institutions, CMN Resolution No. 4,968 — Governs Internal Control Systems of Financial Institutions and Other Entities Authorized by the Central Bank of Brazil, CMN Resolution No. 4,949 — Principles and Procedures for Client and User Relationships, CMN Resolution No. 4,893 — Cybersecurity Policy and Cloud Computing Requirements for Institutions Authorized by the Central Bank of Brazil, CMN Resolution No. 4,860 — Establishes the constitution and functioning of an ombudsman organizational component by institutions authorized to operate by the Central Bank of Brazil
Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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