Rule · BCB · 26 Jun 2024 · Resolução CMN 5145
CMN Resolution No. 5,145 amends Article 2 of Resolution No. 4,677 of July 31, 2018, by excluding securities brokers, securities distributors, and foreign exchange brokers from its scope of application. These entities are instead subject to regulations issued by the Central Bank of Brazil within their legal competencies. The resolution enters into force on July 1, 2024.
The Central Bank of Brazil, pursuant to Article 9 of Law No. 4,595 of December 31, 1964, makes public that the National Monetary Council, in a session held on June 26, 2024, based on Articles 4, caput, items VIII, X, XI, and XXII, and 22, § 1º, of the aforementioned law, Article 20, § 1º, of Law No. 4,864 of November 29, 1965, Articles 7 and 23, caput, item “a”, of Law No. 6,099 of September 12, 1974, Article 1, § 1º, and 12 of Complementary Law No. 130 of April 17, 2009, and Article 1, § 2º, of Provisional Measure No. 2,192-70 of August 24, 2001,
R E S O L V E S:
Article 1. Resolution No. 4,677 of July 31, 2018, published in the Official Gazette of the Union on August 2, 2018, shall enter into force with the following amendments:
“Article 2. ..................................................
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§ 1º .......................................................
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II - consortium administrators, payment institutions, securities brokers, securities distributors, and foreign exchange brokers, which must observe the regulations issued by the Central Bank of Brazil, in the exercise of their legal duties.
......................................................” (NR)
Article 2. This Resolution enters into force on July 1, 2024.
ROBERTO DE OLIVEIRA CAMPOS NETO
President of the Central Bank of Brazil
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“Resolution No. 4,677 of July 31, 2018, published in the Official Gazette of the Union on August 2, 2018, shall enter into force with the following amendments”
“Article 1, § 1º, and 12 of Complementary Law No. 130 of April 17, 2009”
“Articles 7 and 23, caput, item “a”, of Law No. 6,099 of September 12, 1974”
“Article 20, § 1º, of Law No. 4,864 of November 29, 1965”
“pursuant to Article 9 of Law No. 4,595 of December 31, 1964”
“Article 1, § 2º, of Provisional Measure No. 2,192-70 of August 24, 2001”
This document amends: Resolution CMN No. 4677 — Establishes Maximum Exposure Limits per Client and Maximum Concentrated Exposures
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