Regulatory Alerts2023-08-16
Added · Updated
CMVM Circular Note on Advertising Transparency and Investor Protection for Financial Intermediaries
Financial intermediaries authorized by the CMVM must clearly display their registration number in all advertising of financial instruments or activities. Firms operating in Portugal under the freedom to provide services must indicate their qualification for financial intermediation in Portugal and reference the supervisory authority of their home EU Member State. All firms engaging in financial intermediation must include entity identification details regardless of the advertising channel used and clearly mark content as promotional. These requirements apply to Investment Firms and Credit Institutions providing cross-border investment services to Portuguese retail clients.
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