2006-08-10

Added 2026-09-23

Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)

European Union

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Issued under: Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC2004
Referred to by: Authorised Collective Investment Schemes (Class A) Rules 20082020 ESMA Opinion on Frequent Batch Auctions and the Double Volume Cap Mechanism2019 Contractual recognition of temporary suspension of termination rights2018 Draft RTS and ITS on MiFID II and MiFIR Transparency and Microstructural Requirements2015 Agreement of 1 November 2012 of the National Securities Market Commission imposing restrictions on short selling and similar transactions2012 Agreement of 18 October 2012 by the National Securities Market Commission extending the precautionary prohibition on short selling of Spanish shares and initiating notification to ESMA2012
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BaFin Guidance Notice on Notification of Market Making and Primary Market Operations under Article 17 of the EU Short Selling Regulation2012 Agreement of 23 July 2012 of the National Securities Market Commission on the precautionary prohibition of transactions establishing or increasing net short positions on Spanish shares2012 Final report on draft technical standards for Regulation (EU) No 236/2012 on short selling and credit default swaps2012 Law 15/2011, of June 16, amending certain financial rules to apply Regulation (EC) No 1060/2009 on Credit Rating Agencies2011 Capital Markets Act (Official Gazette, Nos. 65/18, 17/20, 83/21, 151/22, 85/24 and 126/25) – Unofficial Consolidated Text

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