Regulatory Alerts2011-05-27
Added · Updated
Conasev Resolution No. 041-2011
CONASEV modifies Article 2 of the Lima Stock Exchange's Trading Rules to update definitions and incorporates Title VII, establishing specific rules for the Integrated Market via Intermediate Routing. This resolution defines participant roles, admission criteria for securities, and operational procedures for foreign intermediaries, including requirements for corresponsibility contracts, trading hours, price margins, and prohibitions on uncovered sales. It also mandates prior CONASEV approval for complementary provisions regarding settlement failures and margin deficiencies, while detailing suspension protocols for securities and intermediaries and special event programming.
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