Regulatory Alerts2025-01-09 | 120/KL-TTAdded · Updated
Conclusion on Inspection No. 120/KL-TT Regarding MB Fund Management Joint Stock Company
The State Securities Commission issued Inspection Conclusion No. 120/KL-TT on December 31, 2024, finding that MB Fund Management Joint Stock Company largely complied with securities laws but violated investment ratio limits for its MBBOND fund. The regulator recommended administrative penalties for the violation and mandated that the company immediately rectify the fund's portfolio structure. The company is required to submit a report on the corrective measures taken within 30 days of the conclusion's signing.
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