Regulatory Alerts2026-06-25
Added · Updated
Consent Agreement and Order: Commonwealth of Pennsylvania v. Gray Investment Management, LLC and Michael K. Gray
Gray Investment Management, LLC and Michael K. Gray entered into a Consent Agreement and Order with the Commonwealth of Pennsylvania to resolve allegations of violating the Pennsylvania Securities Act of 1972. The entities agreed to the terms of the order without admitting or denying the allegations, thereby avoiding litigation. This settlement concludes the Department of Banking and Securities' investigation into their business practices.
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