Regulatory Alerts2025-10-10
Added · Updated
Consent Order No. CO-25-202525-S: Edward D. Jones & Co., L.P.
The Connecticut Banking Commissioner entered a Consent Order against Edward D. Jones & Co., L.P. on October 8, 2025, resolving alleged violations of the Connecticut Uniform Securities Act. The Respondent voluntarily waived its right to a hearing and agreed to comply with the terms and conditions stated in the Order. The Order becomes final upon entry and preserves the Commissioner's right to take enforcement action for future non-compliance or untrue representations. The agreement is governed by Connecticut law and remains effective until the Commission expires on February 16, 2027.
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