RegAlert2026-03-20
Added · Updated
Consent Order Regarding J. Davenport Advisors, LLC and John F. Davenport
The Connecticut Banking Commissioner revoked the investment adviser registration of J. Davenport Advisors, LLC and the agent registration of John F. Davenport effective upon the order's entry. Davenport is barred from transacting business in Connecticut as a broker-dealer, agent, or investment adviser for seven years. The order resolves allegations that the firm failed to maintain accurate books, enforce supervisory procedures, disclose subadvisor fees, and maintain written advisory agreements, while Davenport failed to file correcting Form U4 amendments and made false statements to the Commissioner.
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IN THE MATTER OF: *
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J. DAVENPORT ADVISORS, LLC *
CRD NO. 327796 * CONSENT ORDER
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JOHN F. DAVENPORT * MATTER NO. CO-25-202500-S
CRD NO. 1448999 *
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(“Respondents”) *
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I. PRELIMINARY STATEMENT
WHEREAS, the Banking Commissioner (“Commissioner”) is charged with the administration of
Chapter 672a of the General Statutes of Connecticut, the Connecticut Uniform Securities Act (“Act”), and
Sections 36b-31-2 to 36b-31-33, inclusive, of the Regulations of Connecticut State Agencies (“Regulations”) promulgated under the Act; WHEREAS, J. Davenport Advisors, LLC (“JD Advisors”), located at 800 Connecticut Avenue, Suite E401, Norwalk, Connecticut 06854, was registered as an investment adviser under the Act from October 13, 2023, to December 31, 2025, at which time its registration expired due to its failure to renew its registration; WHEREAS, John F. Davenport (“Davenport”), the Chief Executive Officer and control person of JD Advisors, has been registered as an investment adviser agent under the Act with various firms and at various times from February 20, 2007, to December 31, 2025. Davenport was registered as an investment adviser agent of JD Advisors from October 13, 2023, to December 31, 2025, at which time his registration expired due to his failure to renew his registration;
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Source: Connecticut Department of Banking — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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CTDOB published 3 documents in the last 30 days. We email you each new one the day it's published.