Regulatory Alerts2025-11-28
Added · Updated
Consent Order Regarding Tyr Partners LP d/b/a Goodstead and Robert Elbert Swigert
The Connecticut Banking Commissioner imposes sanctions on Tyr Partners LP d/b/a Goodstead and its representative Robert Elbert Swigert for conducting investment advisory business while their registrations were expired. The order requires the respondents to jointly pay a $2,500 administrative fine and mandates that their names be entered onto the respective state registers of investment advisers and agents. Additionally, the respondents must cease and desist from future violations of the Connecticut Uniform Securities Act and update their compliance policies to ensure timely registration renewals.
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