2025-12-26 | 47/VBHN-BTC

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Consolidated Document No. 47/VBHN-BTC on Financial Safety Indicators and Handling Measures for Securities Business Organizations

This consolidated document establishes the financial safety indicators and handling measures for securities business organizations in Vietnam that fail to meet these indicators. It defines the scope, applicable entities (securities companies and fund management companies), and key terminology such as available capital, market risk value, and net position. The text specifies the calculation methods for available capital, detailing allowable deductions and additions for both securities companies and fund management companies, including adjustments for collateral, restricted securities, and convertible debt.

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Vietnam

State Securities Commission

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