Regulatory Alerts2018-05-23 | C1-2018-08583Added · Updated
Correction to Form CRS Relationship Summary and Amendments to Form ADV Proposed Rule
The Securities and Exchange Commission corrects typographical errors in a proposed rule document regarding Form CRS, Form ADV, and retail communication disclosures. Specifically, the correction adds 'APPENDIX B' before 'Instructions to Form CRS' on page 21553 and inserts 'APPENDIX F' before the heading 'Your Relationship with Your Financial Professional: Feedback on the Relationship Summary' on page 21570.
1See 16 U.S.C. 803(a)(1) (2012). 2 41 Stat. 1063. 3 49 Stat. 838, 16 U.S.C. 791a–825r. SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 249, 275 and 279 [Release No. 34–83063; IA–4888; File No. S7–08–18] RIN 3235–AL27 Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles Correction In proposed rule document 2018– 08583 beginning on page 21416 in the issue of Wednesday, May 9, 2018, make the following corrections:
- On page 21553, in the second column, line one ‘‘[Form ADV, Part 3:]1 Instructions to Form CRS’’ should read ‘‘APPENDIX B [Form ADV, Part 3:]1 Instructions to Form CRS’’
- On page 21570, in the first column, line one, under the table ‘‘Your Relationship with Your Financial Professional: Feedback on the Relationship Summary’’ should read ‘‘APPENDIX F Your Relationship with Your Financial Professional: Feedback on the Relationship Summary’’ [FR Doc. C1–2018–08583 Filed 5–22–18; 8:45 am] BILLING CODE 1301–00–D
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