Regulatory Alerts2018-05-23 | C1-2018-08583Added · Updated
Correction to Form CRS Relationship Summary and Amendments to Form ADV Proposed Rule
The Securities and Exchange Commission corrects typographical errors in a proposed rule document regarding Form CRS, Form ADV, and retail communication disclosures. Specifically, the correction adds 'APPENDIX B' before 'Instructions to Form CRS' on page 21553 and inserts 'APPENDIX F' before the heading 'Your Relationship with Your Financial Professional: Feedback on the Relationship Summary' on page 21570.
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