Regulatory Alerts2026-04-28
Added · Updated
CSA publishes Oversight Review Report of Canadian Investor Protection Fund
The Canadian Securities Administrators (CSA) published an oversight review report evaluating the Canadian Investor Protection Fund's (CIPF) compliance with its approval orders and the effectiveness of regulatory processes. CSA staff conducted a risk-based review targeting Corporate Governance and Financial functional areas and determined that CIPF has adequate policies and procedures in place, subject to one low-priority finding detailed in Part IV of the report.
More like this from OSC
OSC published 8 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share