Regulatory Alerts2015-12-31
Added · Updated
CSSF Regulation No 15-08 on Conflict of Interest Management for SICARs
This regulation establishes detailed rules for SICARs not managed by an approved AIFM to minimize conflicts of interest under Article 7a of the 2004 law. It requires these entities to implement a written conflicts of interest policy, maintain a record of detrimental conflicts, and ensure independence through specific procedural measures. SICARs existing at the time of entry into force must comply with these provisions by 31 March 2016.
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