2011-06-08

Added

Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 Text with EEA relevance

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Amended by
Directive (EU) 2022/2556 of the European Parliament and of the Council of 14 December 2022 amending Directives 2009/65/EC, 2009/138/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU, 2014/65/EU, (EU) 2015/2366 and (EU) 2016/2341 as regards digital operational resilience for the financial sector (Text with EEA relevance)2022Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance)2019Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/20122017Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) Text with EEA relevance2014
Amends
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC2010Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)2009Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)2009Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision2003
Basis for
Final report on the integrated collection of funds’ data2026Act on Alternative Investment Fund Managers and Related Matters2026Commission Delegated Regulation (EU) 2026/465 on liquidity management tools for alternative investment funds2025Various Amendments to the Investment Services Rulebooks in the Context of EuVECA and EuSEF Regulations2025Final Report on Guidelines on Liquidity Management Tools of UCITS and Open-Ended AIFs2025Guidelines on funds' names using ESG or sustainability-related terms2024
+20 moreCommission Delegated Regulation (EU) 2024/912 on regulatory technical standards for AIFM cross-border notification information2023Commission Implementing Regulation (EU) 2024/913 on cross-border notification standards for alternative investment fund managers2023Commission Delegated Regulation (EU) 2024/382 correcting the Swedish language version of Delegated Regulation (EU) No 231/20132023Law 22/2014 of 12 November regulating venture capital entities, other closed-end collective investment entities and their management companies, and amending Law 35/2003 on Collective Investment Institutions2023Guidelines on the Application of the Proportionality Principle Regarding Remuneration Policy of Investment Fund Management Companies and Small Remuneration Exemption2022Order on Authorization for Alternative Investment Fund Managers to Market to Retail Investors2022Commission Implementing Regulation (EU) 2021/955 laying down implementing technical standards for the application of Regulation (EU) 2019/1156 with regard to forms, templates, procedures and technical arrangements for publications and notifications of marketing rules, fees and charges, and central database on cross-border marketing of AIFs and UCITS2021Guidelines On outsourcing to cloud service providers2021Commission Delegated Regulation (EU) 2021/1255 amending Delegated Regulation (EU) No 231/2013 regarding sustainability risks and factors for Alternative Investment Fund Managers2021Order on Authorization for Alternative Investment Fund Managers to Market Shares in Alternative Investment Funds from a Third Country in Denmark2020Decree No 16/2018 on Financial Intermediation and Financial Advisory Services Reporting2018Royal Decree 83/2015 of 13 February amending Royal Decree 1082/2012 on Collective Investment Institutions2015Reporting obligations of alternative investment fund managers to the FSMA2014Commission Delegated Regulation (EU) No 694/2014 of 17 December 2013 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to regulatory technical standards determining types of alternative investment fund managers Text with EEA relevance2013Communications - Communication by Bank of Italy and CONSOB on the regulatory framework for Alternative Investment Fund Managers2013Decree No. 246/2013 Coll. on the statute of a collective investment fund2013Guidance Notice on Marketing EU AIFs and Domestic Special AIFs to Professional Investors under Section 323 KAGB2013Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision Text with EEA relevance2012Decree No. 244/2013 Coll. on More Detailed Regulation of Some Rules Set Out by the Act on Management Companies and Investment FundsLaw on Alternative Investment Funds – Unofficial Consolidated Text (NN 21/18, 126/19, 110/21, 83/23, 152/24 and 13/26)
Referred to by
Opinion of the European Central Bank on capital market integration and supervision within the Union2026Law on Financial Conglomerates2026FSMA Message to Investors: Certain Funds with Minimum Investment of €100,000 Are Not Subject to FSMA Supervision2025Guidelines on outsourcing to cloud service providers (2025)2025Decision on Large Exposures of Credit Institutions2025Notification Form for the Provision of Crypto-Asset Services2024
+41 moreRegulation on the Application of Guidelines on STS Criteria for ABCP Securitisation2024Royal Decree 1082/2012 approving the Regulation for the development of the Collective Investment Institutions Law 35/20032024AFM Market Overview AIFM-light Managers2024Guidance Notice for Marketing According to § 320 KAGB2024Order on Investor Protection in Securities Trading2024Opinion on ELTIF regulatory technical standards under the revised ELTIF Regulation2024Agreement of 22 March 2024 of the National Securities Market Commission on Delegation of Competences2024Update on the Guidance on Technology Arrangements, ICT and Security Risk Management, and Outsourcing Arrangements2024Royal Decree 815/2023 developing the Securities Markets and Investment Services Law regarding CNMV registers, cooperation, and supervision2023Commission Delegated Regulation (EU) 2023/2779 on criteria for identifying shadow banking entities2023CySEC Circular C578: ESMA Guidelines on MiFID II Remuneration Requirements2023Grand-ducal Regulation of 23 December 2022 relating to fees levied by the CSSF2023Regulations amending Finansinspektionen’s regulations governing investment services and activities2022Risk Management by AIF Managers Can Be Improved on Several Points2022BaFin General Administrative Act on Futures Product Intervention for German Retail Clients2022BaFin General Administrative Act on Product Intervention Regarding Futures2022Provisional Agreement Reached on the Digital Operational Resilience Act (DORA)2022Opinion on the classification of third-country financial entities in weekly position reports under MiFID II2022Circular CSSF 22/810: Notification and De-notification Procedures for Pre-marketing and Cross-border Marketing2022Guidelines on certain aspects of the MiFID II suitability requirements2022Guernsey FSC Guidance Notes on Article 36 of AIFMD Depositary Requirements2021Guidelines on marketing communications under the Regulation on cross-border distribution of funds2021Circular on the implementation of Regulation (EU) 2019/1238 on a pan-European Personal Pension Product (PEPP)2021Circular 2/2020 of the National Securities Market Commission on Advertising of Investment Products and Services2020Recommendation of the European Systemic Risk Board of 6 May 2020 on the liquidity risks of investment funds (ESRB/2020/4)2020Guidelines on Enforcement of Financial Information2020ESMA Opinion on Consob's Intended Accepted Market Practice on Liquidity Contracts2020Recommendation of the European Systemic Risk Board on closing real estate data gaps (ESRB/2016/14)2019PS18/25: Implementation of the EU Securitisation Regulation and CRR Amendment2018Agreement of 27 September 2018 of the CNMV Council on Delegation of Competences2018Recommendation of the European Systemic Risk Board on liquidity and leverage risks in investment funds2017SEC Division of Investment Management staff letter: Securities Industry and Financial Markets Association2017Recommendation of the European Systemic Risk Board on closing real estate data gaps2016Resolution of 23 September 2016 by the National Securities Market Commission Modifying Annex I of the Resolution of 16 November 2011 Creating and Regulating the CNMV Electronic Registry2016Regulations amending Finansinspektionen’s regulations regarding recovery plans and intra-group financial support agreements2016CSSF Regulation No 15-08 on Conflict of Interest Management for SICARs2015CSSF Regulation No 15-03 on Marketing Foreign Alternative Investment Funds to Retail Investors in Luxembourg2015Draft RTS and ITS on MiFID II and MiFIR Transparency and Microstructural Requirements2015ESMA Final Report on Draft RTS and ITS for MiFID II and MiFIR2015Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives2014Commission Delegated Regulation (EU) No 342/2014 on regulatory technical standards for capital adequacy of financial conglomerates2014

Timeline

Amended 4 times · last 2022-12-14

This document amends: Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC, Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance), Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance), Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision

Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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