2009-07-13

Added 2026-09-23

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

European Union

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Amended by: Directive (EU) 2024/2994 of the European Parliament and of the Council of 27 November 2024 amending Directives 2009/65/EC, 2013/36/EU and (EU) 2019/2034 as regards the treatment of concentration risk arising from exposures towards central counterparties and of counterparty risk in centrally cleared derivative transactions (Text with EEA relevance)2024 Directive (EU) 2024/927 of the European Parliament and of the Council of 13 March 2024 amending Directives 2011/61/EU and 2009/65/EC as regards delegation arrangements, liquidity risk management, supervisory reporting, the provision of depositary and custody services and loan origination by alternative investment funds (Text with EEA relevance)2024 Directive (EU) 2022/2556 of the European Parliament and of the Council of 14 December 2022 amending Directives 2009/65/EC, 2009/138/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU, 2014/65/EU, (EU) 2015/2366 and (EU) 2016/2341 as regards digital operational resilience for the financial sector (Text with EEA relevance)2022 Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance)2019 Directive (EU) 2019/2162 of the European Parliament and of the Council of 27 November 2019 on the issue of covered bonds and covered bond public supervision and amending Directives 2009/65/EC and 2014/59/EU (Text with EEA relevance)2019 Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/20122017
+4 more
Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions Text with EEA relevance2014 Directive 2013/14/EU of the European Parliament and of the Council of 21 May 2013 amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings Text with EEA relevance2013 Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 Text with EEA relevance2011 Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) Text with EEA relevance2010
Basis for: Final report on the integrated collection of funds’ data2026 Guidelines on liquidity management tools of UCITS and open-ended AIFs2026 Law on Open-Ended Investment Funds with Public Offer (Official Gazette No. 44/2016, 126/19, 110/21, 76/22, 152/24 and 13/26) - Unofficial Consolidated Text2026 Commission Delegated Regulation (EU) 2026/466 specifying regulatory technical standards for UCITS liquidity management tools2025 Order ECM/1155/2025 of 14 October Regulating the Lending of Certain Securities and Financial Instruments of Collective Investment Undertakings2025 Final Report on Guidelines on Liquidity Management Tools of UCITS and Open-Ended AIFs2025
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Royal Decree 1082/2012 approving the Regulation for the development of the Collective Investment Institutions Law 35/20032024 Commission Delegated Regulation (EU) 2024/911 supplementing Directive 2009/65/EC with regulatory technical standards on information notification for cross-border activities of management companies and UCITS2024 Order on the Marketing of Foreign UCITS in Denmark2024 Regulation No 256 on Calculating the Fund's Global Exposure and Risk Exposure to a Counterparty2024 Ordinance No. 44 of 20.10.2011 on the requirements to the activity of collective investment schemes, their management companies, national investment funds, alternative investment funds and alternative investment fund managers2024 Commission Delegated Regulation (EU) 2024/911 on regulatory technical standards for cross-border activities of UCITS management companies2023 Commission Implementing Regulation (EU) 2024/910 on UCITS cross-border notification standards2023 Notification procedure for UCITS from other EEA Member States marketing in Belgium2023 Guidelines on the Application of the Proportionality Principle Regarding Remuneration Policy of Investment Fund Management Companies and Small Remuneration Exemption2022 Regulations amending Finansinspektionen’s regulations regarding Swedish UCITS2022 CSSF Regulation No 22-05 amending CSSF Regulation No 10-042022 Regulations amending Finansinspektionen’s regulations regarding Swedish UCITS2022 Circular CSSF 22/810: Notification and De-notification Procedures for Pre-marketing and Cross-border Marketing2022 Commission Implementing Regulation (EU) 2021/955 laying down implementing technical standards for the application of Regulation (EU) 2019/1156 with regard to forms, templates, procedures and technical arrangements for publications and notifications of marketing rules, fees and charges, and central database on cross-border marketing of AIFs and UCITS2021 Order on Information in Prospectuses for Danish UCITS2020 Decree No 16/2018 on Financial Intermediation and Financial Advisory Services Reporting2018 Commission Delegated Regulation (EU) 2016/438 of 17 December 2015 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to obligations of depositaries (Text with EEA relevance)2015 Order ECC/2316/2015 of 4 November on Information and Classification Obligations for Financial Products2015 Decree No. 246/2013 Coll. on the statute of a collective investment fund2013 Circular 2/2013 of 9 May from the CNMV on the Key Investor Information Document and the Prospectus of Collective Investment Institutions (Errata) (Amended by Circular 3/2022 of 21 July)2013 Circular 4/2011 of the National Securities Market Commission modifying Circular 4/2008 on the content of quarterly, semi-annual and annual reports of collective investment institutions2011 Ordinance No. 44 of 20.10.2011 on Requirements for the Activity of Collective Investment Schemes, Management Companies, National Investment Funds, Alternative Investment Funds and Managers of Alternative Investment Funds2011 Decree of Národná banka Slovenska No 6/2011 on Applications for Prior Approval under the Act on Collective Investment2011 Decree of Národná banka Slovenska on the Own Funds of Management Companies2011 CSSF Regulation No 10-04 transposing Commission Directive 2010/43/EU on organisational requirements and depositary agreements2010 CSSF Regulation No 10-05 Transposing Commission Directive 2010/44/EU on Fund Mergers, Master-Feeder Structures and Notification Procedures2010 Commission Directive 2010/42/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards certain provisions concerning fund mergers, master-feeder structures and notification procedure (Text with EEA relevance)2010 Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company (Text with EEA relevance)2010 Commission Regulation (EU) No 583/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website (Text with EEA relevance)2010 Commission Regulation (EU) No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities (Text with EEA relevance)2010 Decree No. 244/2013 Coll. on More Detailed Regulation of Some Rules Set Out by the Act on Management Companies and Investment Funds
Referred to by: Act on Alternative Investment Fund Managers and Related Matters2026 Insurance Supervision Act 2016 (VAG 2016)2026 Opinion of the European Central Bank on capital market integration and supervision within the Union2026 Law on Financial Conglomerates2026 Commission Implementing Regulation (EU) 2024/3117 on supervisory reporting of institutions and repealing Regulation (EU) 2021/451 (Consolidated Text)2025 Statutory Order on Investment Funds and Related Matters2025
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Commission Delegated Regulation (EU) 2026/465 on liquidity management tools for alternative investment funds2025 EBA Opinion on Final Draft RTS to Specify Highly Liquid Financial Instruments with Minimal Risk under MiCA2025 Guidelines on outsourcing to cloud service providers (2025)2025 Regulations amending Finansinspektionen’s regulations regarding Swedish UCITS2025 CSSF Regulation No 25-03 of 25 July 2025 Relating to the Activity of Issuing Covered Bonds2025 Decision on Large Exposures of Credit Institutions2025 Notification Form for the Provision of Crypto-Asset Services2024 Modification of the statistical data collection for money market funds and non-MMF investment funds2024 Guidelines on funds' names using ESG or sustainability-related terms2024 FMA Minimum Standards for Drawing up a Contingency Plan for a Potential Change of Custodian Bank or Depositary2024 Opinion on ELTIF regulatory technical standards under the revised ELTIF Regulation2024 Royal Decree 815/2023 developing the Securities Markets and Investment Services Law regarding CNMV registers, cooperation, and supervision2023 Royal Decree 816/2023 modifying the Regulation developing the Law on Collective Investment Institutions2023 Commission Delegated Regulation (EU) 2023/2779 on criteria for identifying shadow banking entities2023 CySEC Circular C578: ESMA Guidelines on MiFID II Remuneration Requirements2023 Grand-ducal Regulation of 23 December 2022 relating to fees levied by the CSSF2023 Recommendation of the European Systemic Risk Board on vulnerabilities in the commercial real estate sector in the European Economic Area2022 Commission Implementing Regulation (EU) 2022/1994 amending Implementing Regulation (EU) 2021/451 on supervisory reporting2022 Provisional Agreement Reached on the Digital Operational Resilience Act (DORA)2022 Opinion on the classification of third-country financial entities in weekly position reports under MiFID II2022 Regulations amending Finansinspektionen’s regulations regarding occupational pension undertakings2022 Guidelines on certain aspects of the MiFID II suitability requirements2022 PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR2021 Circular on the implementation of Regulation (EU) 2019/1238 on a pan-European Personal Pension Product (PEPP)2021 Recommendation of the European Systemic Risk Board of 6 May 2020 on the liquidity risks of investment funds (ESRB/2020/4)2020 PS18/25: Implementation of the EU Securitisation Regulation and CRR Amendment2018 Notification of Key Information Documents for PRIIPs to the FSMA via the FinPro application2017 Royal Decree of 19 December 2017 laying down the rules and procedures for transposing the Directive on markets in financial instruments2017 Recommendation of the European Systemic Risk Board on liquidity and leverage risks in investment funds2017 Regulations amending Finansinspektionen’s regulations regarding remuneration systems in credit institutions and securities companies2017 Draft RTS and ITS on MiFID II and MiFIR Transparency and Microstructural Requirements2015 ESMA Final Report on Draft RTS and ITS for MiFID II and MiFIR2015 Final Report on Draft Technical Standards for the Market Abuse Regulation2015 Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives2014 Royal Decree on Information Obligations for Marketing Financial Products to Retail Clients2014 Regulation on the ban on the distribution of certain financial products to retail clients2014 Commission Delegated Regulation (EU) No 342/2014 on regulatory technical standards for capital adequacy of financial conglomerates2014 Finanstilsynet's Practice Under the New Securities Funds Act and Regulations, Particularly Regarding Securities Fund Articles of Association2012 Circular 2/2011 of the National Securities Market Commission on Information Regarding Foreign Collective Investment Institutions Registered with the CNMV2011 Justifications for the Decree Implementing the Pan-European Personal Pension Product Act and Amending Professional Competence Decrees

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Amended 10 times · last 2024-11-27

Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works