CSSF Regulation No 22-05 amending CSSF Regulation No 10-04

CSSF REGULATION NO 10-4
1/34
CSSF Regulation No 10-4 as amended by
CSSF Regulation No 22-05

CSSF REGULATION NO 10-4
2/34
CSSF Regulation No 10-4 transposing Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company “as amended by CSSF Regulation No 22-05 of 27 July 2022 amending CSSF Regulation No 10-4 of 20 December 2010 (Mém. A 2022, No 405)”1 (Mém. A 2010, No 239) The Executive Board of the Commission de Surveillance du Secteur Financier, Having regard to Article 108a of the Constitution; Having regard to the Law of 23 December 1998 establishing a financial sector supervisory commission (“Commission de surveillance du secteur financier”), as amended, and in particular Article 9(2) thereof; Having regard to the Law of 17 December 2010 relating to undertakings for collective investment“, as amended”2, implementing into Luxembourg law Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS); Having regard to Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company. Decides:
CHAPTER I
SUBJECT MATTER, SCOPE AND DEFINITIONS
First Article
Subject matter
This Regulation states the implementing measures of the Law of 17 December 2010 relating to undertakings for collective investment“, as amended”;

1. specifying the procedures and arrangements as referred to in Article 109, paragraph (1), point a)
   of the Law of 17 December 2010 relating to undertakings for collective investment“, as amended”, and the structures and organisational requirements to minimise conflicts of interest as referred to in
   Article 109, paragraph (1), point b) of the Law of 17 December 2010 relating to undertakings for
   collective investment“, as amended”;
   1 CSSF Regulation No 22-05 2 CSSF Regulation No 22-05 (change made in the whole regulation) This consolidated text was drawn up by the CSSF for information purposes only. In case of discrepancies between the French and the English consolidated texts, the texts published in the Journal officiel du Grand-Duché de Luxembourg are the sole authoritative and universally valid versions.