2014-05-15

Added 2026-09-23

Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) Text with EEA relevance

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Amended by: Directive (EU) 2024/2811 of the European Parliament and of the Council of 23 October 2024 amending Directive 2014/65/EU to make public capital markets in the Union more attractive for companies and to facilitate access to capital for small and medium-sized enterprises and repealing Directive 2001/34/EC (Text with EEA relevance)2024 Directive (EU) 2024/790 of the European Parliament and of the Council of 28 February 2024 amending Directive 2014/65/EU on markets in financial instruments (Text with EEA relevance)2024 Directive (EU) 2020/1504 of the European Parliament and of the Council of 7 October 2020 amending Directive 2014/65/EU on markets in financial instruments (Text with EEA relevance)2020 Directive (EU) 2019/2177 of the European Parliament and of the Council of 18 December 2019 amending Directive 2009/138/EC on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II), Directive 2014/65/EU on markets in financial instruments and Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money-laundering or terrorist financing (Text with EEA relevance)2019 Directive (EU) 2016/1034 of the European Parliament and of the Council of 23 June 2016 amending Directive 2014/65/EU on markets in financial instruments (Text with EEA relevance)2016
Amends: Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 Text with EEA relevance2011 Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on insurance mediation2002
Basis for: Order on Third-Party Payments and Related Matters2026 Royal Decree-Law 14/2018 of 28 September modifying the Consolidated Text of the Securities Market Law2026 Commission Delegated Regulation (EU) 2026/1092 of 21 May 2026 supplementing Directive 2014/65/EU on regulatory technical standards for an EU code of conduct for issuer-sponsored research2026 Commission Delegated Regulation (EU) 2026/825 on order execution policies of investment firms2026 Final Report on Draft Regulatory Technical Standards for EU Code of Conduct for Issuer-Sponsored Research2025 Commission Delegated Regulation (EU) 2026/136 correcting the Swedish language version of Delegated Regulation (EU) 2022/13022025
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own funds for investment firms2023 Commission Delegated Regulation (EU) 2023/1651 on regulatory technical standards for specific liquidity measurement of investment firms2023 ESMA Opinion on position limits for CORN contracts2023 ESMA Opinion on position limits for RAPESEED contracts2023 Guidelines on certain aspects of the MiFID II suitability requirements2023 Law 11/2015, of June 18, on the Recovery and Resolution of Credit Institutions and Investment Firms (Correction of Errors)2023 Order on Product Approval Procedures2023 Commission Delegated Regulation (EU) 2023/1117 on information exchange between competent authorities for investment firms2023 Regulations amending Finansinspektionen’s regulations governing investment services and activities2022 BaFin General Administrative Act on Futures Product Intervention for German Retail Clients2022 BaFin General Administrative Act on Product Intervention Regarding Futures2022 Commission Delegated Regulation (EU) 2022/1299 on position 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Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures (Text with EEA relevance. )2016 Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance. )2016 Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities 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Agricultural Commodity Derivatives Traded on Euronext Paris Matif DOC-2026-01 Position Limits for the Salmon Derivative Contract on Euronext Paris Matif Law on Alternative Investment Funds – Unofficial Consolidated Text (NN 21/18, 126/19, 110/21, 83/23, 152/24 and 13/26)Recommendation A on the Management by Banks of Risks Related to Derivative Instruments Activities
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Amended 5 times · last 2024-10-23

This document amends: Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 Text with EEA relevance, Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on insurance mediation

Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works