CVM Resolution No. 170 of October 13, 2022

COMISSÃO DE VALORES MOBILIÁRIOS
Rua Sete de Setembro, 111/2-5º e 23-34º Andares, Centro, Rio de Janeiro/RJ – CEP: 20050-901 – Brasil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2º, 3º e 4º Andares, Bela Vista, São Paulo/ SP – CEP: 01333-010 – Brasil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4º Andar, Brasília/DF – CEP: 70712-900 – Brasil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br CVM RESOLUTION NO. 170, OF OCTOBER 13, 2022 Revokes CVM Resolution No. 38, of June 29, 2021, and alters the wording of CVM Resolution No. 135, of June 10, 2022.

THE PRESIDENT OF THE SECURITIES COMMISSION – CVM makes public that the Collegiate Body, in a meeting held on October 4, 2022, in view of the provisions of Art. 8, item I, and Art. 18, item I, letter "f" of Law No. 6,385, of December 7, 1976, APPROVED the following Resolution:

Art. 1. CVM Resolution No. 135, of June 10, 2022, shall enter into force with the following wording:

“Art. 95. ...........................................................
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§ 2. For the purposes of the provision of item I of § 1, the CVM must periodically disclose the shares and securities representative of shares eligible for trading in large lots and their respective minimum lots, with those not listed by the CVM not being eligible for trading under these terms.

§ 3. For the purposes of the disclosure provided for in § 2, the CVM must take into account the liquidity indicators of the shares and securities representative of shares, such as daily trading volume and the actual execution of transactions in a predetermined number of auctions.

§ 4. The CVM may, after the disclosure provided for in § 2, complement or alter the list of shares and securities representative of shares, as well as their respective minimum lots, observing the indicators established in § 3.
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” (N.R.)

“Art. 132. ..........................................................
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II – to the holder of the SMI, in other cases, with no appeal to the Collegiate Body from these decisions.” (N.R.)

Art. 2. CVM Resolution No. 38, of June 29, 2021, is hereby revoked.

Art. 3. This Resolution enters into force on November 1, 2022.

Electronically signed by
JOÃO PEDRO BARROSO DO NASCIMENTO
President