CVM Resolution No. 172 of November 1, 2022

COMISSÃO DE VALORES MOBILIÁRIOS
Rua Sete de Setembro, 111/2-5º e 23-34º Andares, Centro, Rio de Janeiro/RJ – CEP: 20050-901 – Brasil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2º, 3º e 4º Andares, Bela Vista, São Paulo/ SP – CEP: 01333-010 – Brasil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4º Andar, Brasília/DF – CEP: 70712-900 – Brasil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br RESOLUÇÃO CVM Nº 172, DE 1º DE NOVEMBRO DE 2022 Promotes temporary, experimental amendments to regulatory requirements related to the sending and publicity of statements of composition and diversification of investment funds as specified.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION – CVM makes it known that the Collegiate Body, in a meeting held on November 1, 2022, based on the provisions of Article 8, I, of Law No. 6,385, of December 7, 1976, and Article 26 of CVM Resolution No. 67, of March 10, 2022, APPROVED the following Resolution:

Art. 1. This resolution promotes temporary, experimental amendments to regulatory requirements related to the sending and publicity of the statement of composition and diversification of portfolio ("CDA") provided for in CVM Instruction No. 555, of December 17, 2014, exclusively for investment funds classified as "equity - active" and as "pension equity - active" ("Funds"), as defined in Rules and Procedures for Fund Classification No. 555 No. 07, of May 23, 2019, as amended ("Rules"), prepared by the Brazilian Association of Entities of the Financial and Capital Markets – ANBIMA, in Articles 7, paragraph 1, II, and 14, II, respectively.

Art. 2. The Funds referred to in Article 1 may omit, for up to 180 (one hundred and eighty) days, in the form of Article 56, paragraph 3, item II, of CVM Instruction No. 555, of 2014, the identification and quantity of securities in the CDA, without the need to send a reasoned request to the CVM to promote the concealment.

Art. 3. Subject to the sole paragraph, the CDA sent to the CVM in observance of Article 59, item II, letter "b", of CVM Instruction No. 555, of 2014, must be made available by the CVM, on its page on the worldwide computer network, quarterly, based on the civil calendar, remaining unchanged the obligation of monthly sending of the CDA.

Sole paragraph. The provision in the main text only enters into force after the implementation of the necessary adjustments in the system provided for in Article 59, main text, of CVM Instruction No. 555, of 2014, a fact that will be communicated by the Institutional Investors Supervision Department – SIN.

COMISSÃO DE VALORES MOBILIÁRIOS
Rua Sete de Setembro, 111/2-5º e 23-34º Andares, Centro, Rio de Janeiro/RJ – CEP: 20050-901 – Brasil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2º, 3º e 4º Andares, Bela Vista, São Paulo/ SP – CEP: 01333-010 – Brasil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4º Andar, Brasília/DF – CEP: 70712-900 – Brasil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br RESOLUÇÃO CVM Nº 172, DE 1º DE NOVEMBRO DE 2022 Art. 4. This Resolution enters into force on December 1, 2022, with the exception of the provision in Article 3, sole paragraph.

Signed electronically by
JOÃO PEDRO BARROSO DO NASCIMENTO
President