Regulatory Alerts2025-09-02
Securities and Exchange Board of India (Investor Protection and Education Fund) Regulations, 2009
The Securities and Exchange Board of India issued these regulations to establish the Investor Protection and Education Fund and define its operational framework. The document mandates the crediting of specific amounts, including disgorged funds and forfeited deposits, to the Fund and restricts the utilization of disgorged monies exclusively for investor restitution or informant rewards. It further outlines the constitution of an advisory committee to recommend protection activities and sets forth requirements for the Fund's investment, accounting, and audit procedures.
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