Regulatory Alerts2013-01-08 | 09/QĐ-UBCKAdded · Updated
Decision 09/QĐ-UBCK amending provisions on margin trading regulations
The State Securities Commission issued Decision 09/QĐ-UBCK on January 8, 2013, to amend specific articles of the margin trading guidelines originally established under Decision 637/QĐ-UBCK. The regulation eliminates a previous clause in Article 8 and mandates that initial margin ratios must be at least 50% while maintenance margin ratios must be at least 30%, as determined by securities companies. These amendments officially take effect on February 1, 2013.
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