Regulatory Alerts2014-09-22 | 714/QĐ-UBCKAdded · Updated
Decision 714/QĐ-UBCK on Guiding the Implementation of Circular 67/2014/TT-BTC on Securities Fees and Levies
The State Securities Commission (SSC) issued Decision 714/QĐ-UBCK to operationalize Circular 67/2014/TT-BTC regarding the collection, payment, management, and utilization of securities sector fees and levies. The decision mandates that all individuals and organizations pay these fees in cash or via bank transfer to the SSC's designated State Treasury account in Hanoi. It further assigns stock exchanges and depository centers the obligation to remit supervision fees and submit quarterly payment reports, while designating specific SSC departments to oversee compliance and resolve implementation issues.
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