Rule · SSC · 31 May 2016 · 1229/QĐ-BTC

Decision No. 1229/QD-BTC of the Ministry of Finance on the Publication of Five Administrative Procedures for Securities Trading Activities

The Ministry of Finance issued Decision No. 1229/QD-BTC on May 31, 2016, to publish five administrative procedures governing securities trading activities within its regulatory scope. This decision introduces four new administrative procedures and replaces one existing procedure previously established under Decision No. 1218/QD-BTC dated May 27, 2013. The decision officially took effect on March 15, 2016.

VietnamState Securities Commission

Decision No. 1229/QD-BTC dated May 31, 2016, of the Ministry of Finance publishing 05 administrative procedures regarding securities trading activities

On May 31, 2016, the Minister of the Ministry of Finance promulgated Decision No. 1229/QD-BTC, publishing 05 administrative procedures regarding securities trading activities on the Vietnamese securities market, which fall under the state management functions of the Ministry of Finance, including:

04 new administrative procedures promulgated (attached Appendix);
01 administrative procedure replacing the administrative procedure previously promulgated in Decision No. 1218/QD-BTC dated May 27, 2013, of the Minister of the Ministry of Finance on the publication of administrative procedures in the securities sector under the state management functions of the Ministry of Finance (attached Appendix).

The Decision takes effect from March 15, 2016.

State Securities Commission (SSC)

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Supersedes

Decision No. 1218/QD-BTC dated May 27, 2013Not in RegAlert · Ministry of Finance
“01 administrative procedure replacing the administrative procedure previously promulgated in Decision No. 1218/QD-BTC dated May 27, 2013”