Regulatory Alerts2025-09-05 | 09/21/2831/К03Added · Updated
Decision on Amendments to Procedures Approved by National Commission for Securities and Stock Market Resolutions No. 275 and No. 982
The National Commission for Securities and Stock Market of Ukraine amends the licensing procedures for professional market participants on organized commodity and capital markets. The amendments introduce a new ground for suspending a license for three months if the licensee fails to pay a financial sanction (fine) imposed as a control measure, subject to specific judicial review exceptions. The text also updates definitions, reporting requirements for license suspension, and lists additional grounds for suspension in the capital markets procedure, including unapproved management, opaque ownership structures, and prudential indicator deviations. These changes apply to licensees subject to the procedures approved by Resolutions No. 275 and No. 982.
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