RegAlertRule · SSC · 7 Sep 2004 · 313/QĐ-UBCK
Decision on Issuing Regulations for Reviewing Securities Registration for Public Offering; Listing Approval; and Licensing of Securities Business and Services
The Chairman of the State Securities Commission issued Decision 313/QĐ-UBCK to formally adopt the regulations governing the review of public securities offerings, listing approvals, and licensing of securities business activities. This decision became effective on the date of signing and officially replaced the previous Decision No. 126/QĐ-UBCK dated May 11, 2004. The Office Chief, Head of the Legal Department, and heads of relevant management units are mandated to ensure the implementation of these new regulatory requirements.
DECISION
On Issuing Regulations for Reviewing Securities Registration for Public Offering; Listing Approval; and Licensing of Securities Business and Services
CHAIRMAN OF THE STATE SECURITIES COMMISSION
Pursuant to Government Decree No. 144/2003/ND-CP dated November 28, 2003, on securities and the securities market;
At the proposal of the Head of the Legal Department,
DECIDES:
Article 1. To issue along with this Decision the Regulations for Reviewing Securities Registration for Public Offering; Listing Approval; and Licensing of Securities Business and Services.
Article 2.
This Decision takes effect from the date of signing and replaces Decision No. 126/QĐ-UBCK dated May 11, 2004, of the Chairman of the State Securities Commission.
Article 3.
The Chief of the Office, the Head of the Legal Department, the Head of the Securities Issuance Management Department, the Head of the Securities Business Management Department, the Chief Inspector, and the heads of relevant units under the State Securities Commission are responsible for implementing this Decision./.
Pursuant to Prime Minister's Decision No. 161/2004/QĐ-TTg dated September 7, 2004, defining the functions, tasks, powers, and organizational structure of the State Securities Commission;
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The links and the sentences they come from (3)
- Supersedes
- Decision No. 126/QĐ-UBCK dated 2004-05-11Not in RegAlert
“This Decision takes effect from the date of signing and replaces Decision No. 126/QĐ-UBCK dated May 11, 2004, of the Chairman of the State Securities Commission.”
- Issued under
- Decision No. 161/2004/QĐ-TTg dated 2004-09-07Not in RegAlert · Prime Minister
“Pursuant to Prime Minister's Decision No. 161/2004/QĐ-TTg dated September 7, 2004, defining the functions, tasks, powers, and organizational structure of the State Securities Commission;”
- Government Decree No. 144/2003/ND-CP dated November 28, 2003, on securities…Not in RegAlert · Government
“Pursuant to Government Decree No. 144/2003/ND-CP dated November 28, 2003, on securities and the securities market;”
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