RegAlert

Rule · SSC · 7 Sep 2004 · 271 /QĐ-UBCK

Decision on Issuing Regulations on Supervision of Securities Issuers to the Public

securities

The Chairman of the State Securities Commission issued Decision 271/QD-UBCK to formally promulgate the regulations governing the supervision of securities issuers offering shares to the public. This decision establishes the legal framework for monitoring these entities in accordance with previous government decrees and the Commission's statutory functions. The regulation takes effect immediately upon signing, with designated officials within the Commission responsible for its implementation.

VietnamState Securities Commission

DECISION

On Issuing Regulations on Supervision of Securities Issuers to the Public

CHAIRMAN OF THE STATE SECURITIES COMMISSION

Pursuant to Decision No. 161/2004/QD-TTg dated September 7, 2004, of the Prime Minister, stipulating the functions, tasks, powers, and organizational structure of the State Securities Commission;

Pursuant to Decree No. 144/2003/ND-CP dated November 28, 2003, of the Government on securities and the securities market;

At the request of the Head of the Securities Issuance Management Board,

DECIDES:

Article 1.

To issue together with this Decision the Regulations on Supervision of Securities Issuers to the Public.

Article 2.

This Decision takes effect from the date of signing.

Article 3.

The Chief of Staff, the Head of the Securities Issuance Management Board, the Chief Inspector, and the heads of relevant units under the State Securities Commission are responsible for implementing this Decision.

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Decision No. 161/2004/QD-TTg datedSeptember 7, 2004, of the Prime M…Not in RegAlert · Prime MinisterDecision No. 161/2004/QD-TTg dated September 7, 2004, of the Prime Minister — Not in RegAlert · Prime MinisterDecree No. 144/2003/ND-CP datedNovember 28, 2003, of the Governm…Not in RegAlert · GovernmentDecree No. 144/2003/ND-CP dated November 28, 2003, of the Government on securities… — Not in RegAlert · GovernmentDecision on IssuingRegulations on Supervision of…2004-09-07 · this documentDecision on Issuing Regulations on Supervision of Securities Issuers to the Public (2004-09-07)
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The links and the sentences they come from (2)
Issued under
  • Decision No. 161/2004/QD-TTg dated September 7, 2004, of the Prime MinisterNot in RegAlert · Prime Minister

    “Pursuant to Decision No. 161/2004/QD-TTg dated September 7, 2004, of the Prime Minister, stipulating the functions, tasks, powers, and organizational structure of the State Securities Commission;”

  • Decree No. 144/2003/ND-CP dated November 28, 2003, of the Government on securities…Not in RegAlert · Government

    “Pursuant to Decree No. 144/2003/ND-CP dated November 28, 2003, of the Government on securities and the securities market;”

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