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Rule · SECP · 18 Mar 2021

Directive 8 of 2021: Data Provision Requirement for the Asset Management Companies (AMCs)

disclosure
securities

The Chief Executive Officers of all Asset Management Companies must provide Fund-Wise Investment and Redemption and Investor-Wise Break up data to the Mutual Fund Association of Pakistan within four working days after each calendar month's end.

PakistanSecurities and Exchange Commission of Pakistan

SECURITIES AND EXCHANGE COMMISSION OF PAKISTAN SPECIALIZED COMPANIES DIVISION POLICY, REGULATION AND DEVELOPMENT DEPARTMENT

No. SCD/AMCW /Directive//98/2021

March 18, 2021

Directive No. 8 of 2021

Subject: Data Provision Requirement for the Asset Management Companies (AMCs)

The Securities and Exchange Commission of Pakistan (the Commission) in exercise of the powers conferred under Section 282D of the Companies Ordinance, 1984, hereby directs all Asset Management Companies registered under the Companies Ordinance, 1984 to provide following data to the Mutual Fund Association of Pakistan (MUFAP) within four (4) working days after the end of each calendar month:

Sr.Report NameData Fields / Columns
1.Fund-wise investment and redemption[Fund Type, Investment, Redemption, Net Investment]
2.Investor-Wise Break up[Fund Type, Individuals, Banking and FIs, Provident Fund, Gratuity Fund, Pension Fund, Public Limited Companies, Associated Companies, Funds of Funds, others, total]
3.Channel-Wise Break up[Fund Type, Direct investment, through RSP*-Individuals, through RSP-Corporates, Banks- Commercial/ Scheduled, others, total]
  • Registered Sales Person

2. Detailed format of required data is attached as Annexure-A.

3. Any non-compliance will be dealt in accordance with the prevalent regulatory framework.

(Farrukh H. Sabzwari)
Commissioner (SCD)

Distribution:

i. The Chief Executive Officers of all Asset Management Companies

ii. Mutual Fund Association of Pakistan

NIC Building, Jinnah Avenue, Blue Area, Islamabad.
PABX: 9207091-4 - Fax. No. 9100473

1. Fund-Wise Investment and Redemption

Fund TypeInvestmentRedemptionNet Investment/ Redemption

2. Investor-Wise Break up

Fund TypeIndividuals (A)Banking & Financial Institutions (B)Provident fund (C)Gratuity fund (D)
InvestmentRedemptionsInvestmentRedemptionsInvestmentRedemptionsInvestmentRedemptions
Pension fund (E)Public Limited Companies (F)Associated Companies (G)
InvestmentRedemptionsInvestmentRedemptionsInvestmentRedemptions
Fund of funds (H)Others (I)
InvestmentInvestmentRedemptionsInvestment

3. Channel-Wise Break up

Fund TypeDirect Investment (A)Through RSP* - Individuals (B)
InvestmentRedemptionsInvestmentRedemptions
Through RSP - Corporates (C)Banks - Commercial / Scheduled (D)Others (E)
InvestmentRedemptionsInvestmentRedemptionsInvestmentRedemptions

[*] Registered Sales Person

NIC Building, Jinnah Avenue, Blue Area, Islamabad.
PABX: 9207091-4 - Fax. No. 9100473

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Annotations and obligations
1 obligation · 10 definitions · 13 reporting items
  • Obligation 1
  • Definition / condition 10
  • Reporting template 13
  • background, boilerplate

Lineage: No known changes

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