SECURITIES AND EXCHANGE COMMISSION

JEAN BIMA TOWER (14,15,16 & 20 FLOOR), K DILKUSHA C/A, DHAKA-1000, BANGLADESH

No. 4 SEC/SRMIC/94-231/270
Date: 4 October 12, 2011

Subject: Regarding Resolution of Complaints.

In the aforementioned matter, all complaints related to securities shall be accepted by the respective Stock Exchange/CDBL at the first level. After accepting the complaint in due form, the Stock Exchange/CDBL is hereby directed to resolve it within (15) days and send a complete report to the Commission under Section 20A of The Securities and Exchange Ordinance, 1969 (Ordinance No. XVII of 1969), along with an explanation of the resolution, by the 3rd (03) of the following month.

Serial No.	Name and Address of Complainant	Subject of Complaint	Action Taken	Action Taken Under Which Law and Section

If any party is aggrieved by the resolution of the Stock Exchange/CDBL, the Commission will take necessary action upon application submitted to the Commission along with a copy of the relevant resolution.

This directive shall come into force immediately.

For Securities and Exchange Commission,

Professor Dr. M. Khairul Hossain
Chairman

PABX: 880 (2) 956 8101, 956 8102, 956 1525, Fax: 880 (2) 9563721, 7176604, E-mail: secbd@bdmail.net, Website: http://www.secbd.org

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No. 4 SEC/SRMIC/94-231/  
Date: 4 ————

| Chief Executive Officer, Dhaka Stock Exchange, Dhaka. | Chief Executive Officer, Chittagong Stock Exchange, Chittagong. | Managing Director and Chief Executive Officer, CD BL, Dhaka. |  
|----------------------------------------------------------|----------------------------------------------------------|----------------------------------------------------------|

## Subject: Regarding Resolution of Complaints.

Dear Sir,

In the above-mentioned matter, the original copy of the complaint containing ---- complaints as per Commission Directive No. 4 SEC/SRMIC/94-231/271 dated 4 October 12, 2011, totaling ---- pages, is hereby sent to you for necessary further action.

Please acknowledge receipt.

Sent by order of the competent authority.

By order of the Securities and Exchange Commission,

Signature of Officer  
—————–Department  
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