DOC-2006-03 Financial securities negotiations on a market treated as off-market transfers for determining the date of transfer of ownership

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V - Market Infrastructures and Other Market Participants
V. 2 - Central Depositories, Clearing Houses, Settlement and Delivery Systems

Doctrinal Guidance

Order Execution

Financial securities negotiations on a market, treated as off-market transfers, in the context of determining the date of transfer of ownership

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Applicable as of April 1, 2006
Instruction DOC-2006-03

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Reference texts

Article 570-8 of the General Regulation

Single Article - Negotiation treated as a transfer carried out outside a regulated market or a multilateral trading system

The negotiation, referred to in Article 570-8 of the General Regulation, treated as a transfer of financial securities outside a market referred to in Titles I or II of Book V of the AMF General Regulation, is a transaction carried out on such a market, but presenting the following characteristics:
It does not result from the direct confrontation of orders presented by market members; It concerns an amount greater than a level specified by the market's operating rules.

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Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02