DOC-2014-03 Pre-commercialization and Marketing Procedure for FIA Shares or Units

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IV - Marketing - Customer Relationship
IV. 2 - Specific provisions for certain products
Doctrine
AIFM

Pre-commercialization and Marketing Procedure for FIA Shares or Units

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Applicable as of March 28, 2024
Instruction DOC-2014-03

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Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

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Reference texts

Articles 421-A, 421-1, 421-3-1, 421-13, 421-13-1, 421-14, 421-14-1, 421-27 and 421-27-3 of the General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes A to 4-1 of AMF instruction DOC-2014-03 Archives

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Articles 421-A, 421-1, 421-3-1, 421-13, 421-13-1, 421-14, 421-14-1, 421-27 and 421-27-3 of the General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes A to 4-1 of AMF instruction DOC-2014-03

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Articles 421-A, 421-1, 421-13, 421-13-1, 421-14 and 421-27 of the General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes 1 to 3 of AMF instruction DOC-2014-03

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union. This document has not been updated regarding the texts transposing MiFID II and separating the legal regime of investment firms and portfolio management companies. This update will be carried out shortly.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Articles 421-A, 421-1, 421-13, 421-13-1, 421-14 and 421-27 of the AMF General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes 1 to 3 of AMF instruction DOC-2014-03

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Articles 421-A, 421-1, 421-13, 421-13-1, 421-14 and 421-27 of the AMF General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes 1 to 3 of AMF instruction DOC-2014-03

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Article 421-1 of the General Regulation

Article 421-13 of the General Regulation

Article 421-13-1 of the General Regulation

Article 421-14 of the General Regulation

Article 421-27 of the General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes 1 to 3 of AMF instruction DOC-2014-03

Instruction DOC-2014-03 details the marketing procedure for AIFs in France. It also clarifies the marketing procedure for AIFs managed by a French portfolio management company authorized under the AIFM Directive in another Member State of the European Union.

Download the doctrine

Download the full overview of the doctrine
Reference texts

Article 421-1 of the General Regulation

Article 421-13 of the General Regulation

Article 421-13-1 of the General Regulation

Article 421-14 of the General Regulation

Article 421-27 of the General Regulation

Authorization or notification request forms for the marketing of FIA shares or units: annexes 1 to 3 of AMF instruction DOC-2014-03 Keywords

Marketing

Collective investment schemes
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Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02